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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

     

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): October 13, 2021

     

 

AMALGAMATED FINANCIAL CORP.

(Exact name of registrant as specified in its charter)

 

Delaware

 

 

001-40136

 

 

85-2757101

(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer Identification
No.)

 

275 Seventh Avenue, New York, New York 10001

(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code: (212) 895-8988

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class  

Trading

Symbol(s)

 

Name of exchange

on which registered

Common stock, par value $0.01 per share   AMAL   The Nasdaq Global Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR § 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR § 240.12b-2).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

   

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On October 13, 2021, Ms. Patricia Diaz Dennis notified Amalgamated Financial Corp. (“Company”) of her decision to not stand for re-election at the Company’s 2022 Annual Meeting of the Stockholders, when her term expires. Ms. Diaz Dennis’ decision is not the result of any disagreement with the Company’s operations, policies or procedures.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits See Exhibit Index to this report.

 

 

Exhibit Index

  

Exhibit No.     Description
       
104     The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.

 

  

  

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  AMALGAMATED FINANCIAL CORP.
   
  By: /s/ Priscilla Sims Brown  
  Name:   Priscilla Sims Brown  
  Title: Chief Executive Officer  

 

Date: October 14, 2021